Firm Disclosures

Tapa Private Wealth Inc. (“TPW,” “we,” “us,” or “our”) is a Florida-registered investment adviser based in Key West, Florida. TPW is also registered with the Commodity Futures Trading Commission (CFTC) as a Commodity Trading Advisor and is a member of the National Futures Association (NFA).

Florida is TPW’s home state for registration purposes. This does not mean TPW follows a lower, different, or less serious advisory standard than advisers registered in other states.

TPW is not registered with the U.S. Securities and Exchange Commission (SEC) because its regulatory assets under management are below the SEC registration threshold, and state registration is generally required below that level.

Registration with Florida or the CFTC, and NFA membership, do not imply regulatory approval, endorsement, or any particular level of skill, training, expertise, or performance.

Services, Fees, Custody, and Fiduciary Duty

TPW provides (i) discretionary investment advisory services, (ii) discretionary and non-discretionary commodity trading advisory services, (iii) non-discretionary financial planning and consulting services, and (iv) separate tax preparation services. Each service is provided under its applicable written agreement and may be subject to its own fee schedule.

As a registered investment adviser, TPW may advise on and manage client accounts invested in equities, ETFs, fixed income, real estate-related investments, and other securities and investment products. Its commodity trading advisory programs are separate from its securities advisory service and are governed by the applicable Commodity Trading Advisory Agreement and CTA Disclosure Document.

TPW’s services are intended for U.S. residents and entities in jurisdictions where TPW is appropriately registered or exempt from registration.

TPW’s investment advisory fees and its fixed or hourly fees for planning and tax services are described in the applicable agreements and Form ADV brochure. Commodity trading advisory fees are described separately in the applicable Commodity Trading Advisory Agreement and CTA Disclosure Document. Neither TPW nor its supervised persons receives commissions or other compensation based on the sale of investment products.

TPW does maintain a disclosed family relationship with an unaffiliated bookkeeping and tax-preparation firm, which may create a conflict of interest. TPW addresses conflicts through disclosure, adherence to its fiduciary duty, and allowing clients to select any service provider.

Client assets for investment advisory services are held at independent qualified custodians; TPW does not maintain physical custody of client funds or securities and is deemed to have custody only because of its authority to deduct advisory fees as authorized by clients.

As a fiduciary, TPW is required to act in its advisory clients’ best interests, to provide advice that it reasonably believes is suitable based on clients’ objectives and circumstances, and to place clients’ interests ahead of its own. TPW has adopted a written Code of Ethics that governs the conduct of its personnel and reflects its obligations to its clients.

Additional information about TPW’s investment advisory services, fees, and conflicts of interest is available in TPW’s Form ADV Part 2A and 2B at the SEC’s Investment Adviser Public Disclosure website (adviserinfo.sec.gov, TPW CRD 337994) or directly from TPW upon request. Information about TPW’s commodity trading advisory programs is available in the applicable CTA Disclosure Document and Commodity Trading Advisory Agreement.

Purpose of TPW Content

Some publishers, media channels, influencers, sponsors, ETF sponsors, fund sponsors, and market commentators may make speculative investment statements to their audiences, such as “these stocks will skyrocket” or “these stocks will be dumped,” including when the speaker does not have a professional financial background. These statements may attract attention, engagement, sponsorship value, product interest, or other financial benefits tied to speculation rather than balanced analysis.

TPW seeks to distinguish its content by focusing on fair and balanced analysis on factual data, including relevant risks, limits, uncertainties, and opposing factors. TPW does not intend to use its content to hype, promote, attack, or undermine any specific security, asset, asset class, investment product, issuer, company, fund, or strategy.

Sponsor and Platform Compensation Policy

Material paid relationships relevant to TPW content are disclosed with that content.

TPW may receive compensation from video platforms, including advertising revenue, memberships, viewer-support features, or similar platform monetization tools. This compensation is based on general platform programs and viewer engagement. TPW does not treat general platform monetization as compensation from an issuer, sponsor, fund, financial-sector firm, or financial-product provider for discussing a specific security, asset, fund, product, or strategy.

TPW does not control platform-served ads. Any ad shown before, during, after, or near TPW content does not mean TPW endorses, recommends, approves, or sponsors the advertiser, product, service, message, or investment.

AI-Generated Presenter and Synthetic Media Policy

TPW may use AI-generated digital avatars and synthetic voices to present research-led market commentary and information about its services.

TPW clearly identifies AI-generated human presenters and synthetic voices. The script and substantive claims are reviewed and approved by TPW before publication. TPW remains responsible for the content.

TPW does not use digital avatars to fabricate client testimonials, third-party endorsements, credentials, personal experiences, or statements that the represented person did not approve.

All content remains subject to TPW’s advertising standards. Claims must be truthful and supportable. Material benefits, risks, limitations, fees, eligibility requirements, and performance information must receive fair and balanced treatment.

TPW may also use AI for backgrounds, graphics, visual effects, editing, and other production enhancements.

TPW’s use of AI-generated avatars and synthetic voices of its employees does not authorize others to clone or reuse their likenesses or voices. Except as permitted by applicable law, creating or using a digital replica requires the represented person’s prior written authorization. See the avatar-and-voice restrictions in our Terms of Use. Report suspected misuse to info@tapaprivatewealth.com.

Community Moderation

Comments, chats, replies, and other community features are for civil, respectful, and constructive discussion. TPW welcomes information, viewpoints, and opinions, but may review, preapprove, hide, remove, restrict, suspend, or ban comments or users at its discretion, including for compliance, legal, spam, scam, impersonation, abuse, harassment, misleading content, promotional content, off-topic content, confidential information, or requests for personalized advice.

Acknowledgment

TPW's public content provides research-led market commentary and information about its services, not personalized advice. It should be read together with TPW’s applicable disclosures, terms of use, privacy policy, Form ADV, and other disclosures.